Sebi Listing Obligations And Disclosure Requirements

Author: Dr. K. R. Chandratre

Year: 2022

The book provides detailed analysis of SEBI (Listing Obligations and Disclosure Requirements), Regulations, 2015 which replaced the Listing Agreement and were notified on 2 September 2015. These Regulations impose considerable volume of compliance obligations on listed entities. The volume of the Regulations and the pace at which they have been undergoing frequent changes makes the task of compliance a hard one for compliance officers. This book attempts to simplify the complex mass of the Regulations and bring in the relevant provisions of the Companies Act, 2013 so as to assist the compliance officers in their task of compliance.

These Regulations apply to the listed entity who has listed any of the following designated securities on recognised stock exchange(s):
(a) Specified securities listed on main board or SME exchange or institutional trading platform;
(b) Non-convertible debt securities, non-convertible redeemable preference shares, perpetual debt instrument, perpetual non-cumulative preference shares;
(c) Indian depository receipts;
(d) Securitised debt instruments;
(e) Security receipts;
(f) Units issued by mutual funds;
(g) Any other securities as may be specified by the Board.